National Institute for Discovery Science

 

Dialogue with the Scientific Community

Before reading the postings below, please click on The Range of ETI Contact Scenarios to get the full spectrum of possible contact scenarios. Any comments or suggestions on this paper are very welcome.

The postings below are separated into individual blocks corresponding to single e-mails or a group of e-mails from an exchange of ideas on a single topic.

Postings on the Jackson & Hohmann 1962 SETI paper

Date: Thu, 7 Jan 1999 13:58:15 -0600
From: Dorothy E. Harris
To: nids @ anv.net
Subject: exobiology query

Dear Sirs,

Thank you for your invitation to contribute my thoughts on exobiology. I assume this originates from my membership in the American Association for the Advancement of Science (AAAS).

I am not particularly well qualified to comment on exobiology, but fortunately, little enough is known that any trained biologist such as myself might make a reasonable contribution.

It is difficult for me to separate my thoughts on exobiology from my thoughts on the origin of life on earth. However life on earth originated, be it spontaneously or by some type of seeding event early in life's history, similar mechanisms will have applied in other planetary settings.

To my mind, the most crucial question with regard to origin of life on earth is one of evolutionary speed, although considered in a very particular way. The genetic information of an organism can be considered, in a rough sense, a measure of its complexity. We think that life similar to current prokaryotic life existed as far back as 3.8 billion years ago. This leaves only 0.7 billion years since the origin of the earth itself for this prokaryotic degree of complexity to evolve. If this was indeed DNA based life, with the associated ribosomal protein machinery 3.8 billion years ago (which I think is still unclear), then that whole mechanism would have to have evolved in an evolutionarily short period of time. If, as is often supposed, earlier life was RNA based, could its rate of evolution, or more particularly accumulation of complexity, have been faster? Certainly DNA, with its corrective copy, would appear to be a conservative force in evolution, and certainly modern day RNA viruses shift their genomes much faster than DNA viruses. It is not clear that the ability to shift genomes rapidly corresponds to the ability to accumulate complexity rapidly, since rapid shifters may not be able to retain information as well.

Modern RNA viruses still use the protein equipment of modern cells, whereas early life would have operated without proteins, in which case the operative parts of the cell, or chemical cycle, if cell is too much of an assumption, would have been identical with its genetic parts. This too could provide for alterations in evolutionary speed. However, one cannot help but wonder if there really is too little time for the whole present day protein machinery to have evolved here on earth.

If early life on earth came from some extra-solar system source, then we would have every reason to expect other DNA or RNA based life to exist in the galaxy. We could even make predictions concerning the chemical makeup of that life - what elements need to be present and in what abundances. One interesting question from this point of view concerns the chemical makeup of life on earth, and whether it corresponds with the chemical makeup of some pre-biotic environment on the earth's surface, or instead corresponds to the makeup of a planet perhaps produced earlier in the history of the universe.

Another possibility is that life originated outside of earth, but within the solar system, although I do not think the time constraints on this problem are significantly different from those on earth, and may suffer from a lesser energy input to the system on planets further from the sun. In this case, we would expect to find related life or its remains on other planets within out own system, but not outside our solar system.

If, as most biologists seem to think, life originated independently here on earth, we can have no expectation about life within the galaxy, or even within the solar system. If life originates independently in many places, then it will vary dramatically in its genetic material and chemical makeup, although there may be some favored chemicals.

The above three hypotheses can be distinguished in the course of exploration of the solar system and nearby planetary systems. The solar system is of course already being explored, and much of the information it has to offer will probably be known in the next few centuries. Nearby planetary systems are not within the reach of our technology, but perhaps will be within the next millenium. In any case, if we find dramatically different life within the solar system, we will likely conclude that life originated independently on earth.

In any case, all of these hypotheses would suggest that life either originated on earth or was carried here from some source, which, would have to be quite local with respect to the galaxy. This is assuming that whatever carried life to earth did not move at relativistic speeds! If THIS assumption were to turn out to be false, and related life were found in another galaxy or a great distance away in our own, then we would really have to think of what we would consider super-natural effects. Information with respect to this question could only be derived by communication with a distant civilization, and lends particular importance to ventures such as SETI.

To my mind, all of these questions of exobiology as they relate to the position of life on earth are of enormous importance. Their answers will provide us with our first understanding of who we really are, and any scientifically observable super-natural involvement. It will also put in perspective, for all to understand, man's place among the life forms of this very precious, living planet.

Sincerely

Dr. Dorothy Forbes (formerly Harris).


From: thomas hackney
To: nids@anv.net
Subject: ETI scenario
Date: Sun, 03 Jan 1999 16:20:20 PST

I found your web treatment regarding scenarios of ET-human contact most interesting and fairly thorough. I'd like to point out a small hole, however, in your list of possibilities.

Significantly, the most used word in your list is "non-natural." Here (alas!) is a good reason for an ET agency to initiate contact with our species by using a quite "natural" cosmic and thereby somewhat ambiguous (and plausibly deniable) method of communication.

You see, it has always been my contention that an ET agency would choose a more graduated method and strategy to broach contact with us, as opposed to some more precipitous methods. I feel certain that an advanced, ethical and/or experienced space-faring intelligence would not disclose their existence to us all at once but would first test the waters and gauge a preliminary human response first. After all, once disclosure is made, it cannot be rescinded should this turn out not to have been a very good idea. Another reason for this approach relates to the fact that humans are not the most benign creatures imaginable (quite the contrary, in fact). We are materialistic, venal, aggressive and unpredictable. We deal in mega-death regularly. We are not very ethically advanced, to put it kindly. If this were not enough, can you imagine the global reaction to "conclusive" full-bodies contact?

So the "approach" should, logically, be rather tentative and experimental, rather than obvious and conclusive. One scenario that takes the above into account is the one described at: www.nais.com/~thack (my web's index). Why not have a look (or a long read). Every word of it is historical fact. Only my interpretation of the events discussed is open to some debate, though I'd argue that it holds together rather like a rock.

I'd be interested to know your response to this evidence is.

Tom Hackney


From: Wayne L. Haag
To: nids@anv.net
Subject: Attn. Dr. Kelleher
Date: Fri, 1 Jan 1999 09:08:10 +0200

Dear Colleagues,

Many thanks for calling my attention to your web-site and to the very interesting essays. As you have been gracious enough to send me your message and make your web-site available, I will share some of my reflections with you.

Although the confirmed landing of an extra-terrestrial space craft, or a response to the messages we are beaming, would be dramatic, we must not be overly influenced by, nor overly dependent on, nor blinded by, the discovery of such dramatic evidence, in our attempt to gain a comprehensive "understanding" about the existence of and nature of other intelligent beings. Most probably we will have to continue to accumulate the "evidence" gradually, in small pieces, from various sources.

That the earth and those who inhabit it are a small part of a larger whole, seems to be now self-evident. That our species is programmed to be aware that it is part of a larger whole and that we must relate to beings of higher intelligence, seems also to be self-evident. This characteristic/need appears to be as universal in our species, as is our programming for language. The existence of other intelligent beings, to which we humans can relate, is widely accepted by all religions.

Some of us try to communicate with and become more a part of the larger whole, by sending signals to the depths of space, while others meditate and pray. That depends on our individual experiences and skills.

I expect that as science, technology and knowledge evolve, there will be a greater understanding of and acceptance of many of the central tenants that are common to all religions. What we consider to be the material and the spiritual will tend to be less and less contradictory and more and more mutually confirming.

We probably meet with and/or communicate with regularly, those other kindred intelligent beings in spiritual and material forms during our lives and in the afterlife. I would expect this to be an ongoing process and not unique to this point in time. Just like our attempts to reach out are not unique to this point in time. But of course, we always have been looking for a "sign". Our understanding will evolve as we invest more in reaching out and as we invest more in reaching inward. Both are exciting journeys and probably more closely related than we now imagine!!

We have no choice but to continue the search. All of the best to you and your colleagues, who have banded together to search. May you find satisfaction and fulfillment. You carry on the tradition of our species, since time immemorial.

With Best Wishes,

Wayne L. Haag
Sasakawa Global 2000 Mozambique


Date sent: Mon, 21 Dec 1998 10:24:20 -0700
To: nids@anv.net
From: Jim Moore
Subject: Re: Science Essay Competition

Hi - Sorry not to respond sooner; 9/22 was a while ago. But so it goes. I've had just a quick look at the website, more to note the fact of the essays than to try to evaluate them. For what it's worth, my opinion is that SETI is extraordinarily worthwhile despite the continued lack of success; human history shows plenty of evidence that tough questions are not always resolved in under 30 years <grin>.

>1) SHOULD SCIENTISTS STUDY THE TOPIC OF EXTRATERRESTRIAL INTELLIGENCE?

Yes.

>2) IS SCIENCE ABLE TO ADDRESS THE TOPIC OF EXTRATERRESTRIAL INTELLIGENCE?

Clearly. Whether satisfactorily so is inevitably a matter of opinion that will only finally be settled when someone confirms ETI (absence of confirmation cannot be confirmation of absence...).

>3)WHAT STANDARDS OF EVIDENCE ARE REQUIRED BY SCIENCE AND BY SOCIETY FOR THE EXISTENCE OF ETI?

ETI is like porn; there is no single standard that will be acceptable to everyone, and most people won't know what their own standards really are until confronted with evidence that pushes those standards. Abstract debate is unlikely to settle much, beyond saying that "if a saucer lands on the capital, and octopods address Congress on CNN, those who still claim it's swamp gas will be acting in a bloody-minded fashion".

>4) SHOULD RESEARCH ON ETI BE SPONSORED BY GOVERNMENT, BY INDUSTRY OR BY PRIVATE MONEY?

Yes. This is a policy question?

>5) WHAT WOULD BE THE SOCIOLOGICAL AND PSYCHOLOGICAL CONSEQUENCES TO SOCIETY OF CONTACT WITH AN EXTRATERRESTRIAL INTELLIGENCE?

Everyone agrees it would be profound; hopefully everyone would agree (when pushed) that the consequences would be extraordinarily complex, in the sense of not predictable from initial conditions. There is little worth to phrasing the question like this, as thought there could be some specific answers, from the standpoint of working out what we'll do with ETI. That is not to say that we won't learn a great deal about ourselves from considering the question (ideally experimentally, via simulations etc, but also via social psych/survey instruments). But confusion of the purpose of such work (learning about us) with the SETI mission itself (learning about 'them') can lead to frustration among those who don't believe there's a 'them'.

Anyhow, two cents worth.

Jim

Jim Moore http://weber.ucsd.edu/~jmoore/



Date sent: Mon, 14 Dec 1998 15:15:23 -0800 (PST)
From: B. Fink
To: nids@anv.net
Subject: Science Essay Competition

Dear Dr Kelleher,

Responding as promised to your e-mail of 8 Dec 1998:

I found the winning essays of the SETI competition wonderfully provocative and original. I've learned a great deal from them and feel fortunate that they and the two runner-up essays which I selected at random were brought to my attention. I've also read the other runner-up abstracts and the two high school papers. I would like to mention a couple of limitations which I think most of these essays share with many current discussions of this exciting topic.

First, some writers still appear to be formulating their projects on the basis of a probability of successful SETI calculated some forty years ago. It would seem desirable to base current discussion on a recalculation that takes into account the huge increases in knowledge and understanding of cosmic and biological evolution accumulated since the 1950s.

Second, in my view insufficient consideration is being given to the pivotal energy requirements of life and intelligence. On our planet this energy is everywhere mediated by adenosine triphosphate (ATP). If we assume that this is also likely to be the case in extraterrestrial life and intelligence, SETI should probably include efforts to identify the presence of phosphorus (apparently not yet discovered in interstellar space) in any region to be searched. The crucial role of phosphoryl group energy in the evolution of life in general and consciousness in particular currently receives scant attention. Yet such energy appears to be an enduring and indispensable link in the continuity between the cosmosphere and our evolutionary biosphere. I would deem it a great privilege to be given the opportunity to outline in this forum the evidence for my view of the relevance of phosphoryl energy to SETI.

Sincerely,

B. Raymond Fink, M.D.
Professor Emeritus, Anesthesiology 356540
University of Washington Seattle WA 98195



Date sent: Thu, 17 Dec 1998 13:29:55 -0800 (PST)
From: B. Fink
To: nids@anv.net
Subject: Re: Science Essay Competition

Dear Dr. Kelleher,

The page below describes the essence of my argument for the connection between phosphoryl energy and SETI.

A full account of the theory and its connection to the evolution of consciousness and intelligent behavior will approach book length and may not be welcome. Is it what you would like me to undertake?

Sincerely,

Ray Fink

"Chemical Search for Extraterrestrial Life and Intelligence"

Bioenergeticists emphasize that a living organism is an open system through which a continuous flux of energy and matter takes place. They also stress that the flow of energy through such a system acts to organize it (1, 2). In all living systems of planet Earth, the fluxes of usable energy are disseminated in the form of molecules of adenosine triphosphate (ATP). The usable energy of ATP is present in the bond formed when a molecule of phosphate is combined with a molecule of adenosine diphosphate (ADP) with the elimination of a molecule of water. The formation and use of ATP energy might well be regarded as the scientific equivalent of the old-time mystical entity called vital force or elixir of life. No alternative to ATP as a carrier of biological energy can be envisaged on the basis of known chemistry. The relevance of this to SETI becomes clear when we consider how ATP is formed in living organisms.

Many primitive organisms can form all the ATP they need by fermenting their nutrients without the aid of oxygen. Advanced organisms, in contrast, make most of their ATP in a process called oxidative phosphorylation which does use atmospheric oxygen and yields many times more ATP than fermentation. A nervous system capable of intelligent behavior uses huge amounts of ATP and surely presupposes a planetary atmosphere rich in oxygen. Thus detection of oxygen in the atmosphere of a planet would be a sensible preliminary to a SETI in that particular body (or any other).

A negative finding would of course not exclude the presence of unintelligent life dependent on ATP formed by fermentation. But ATP formed by fermentation does require the presence of phosphate derived from the soil. So any instrumented examination of an unexplored site for signs of life might well begin with a test for phosphorus in the target location. B.R. Fink 12/17/ 1998

1. Morowitz, H.J. Energy Flow in Biology. Academic Press, 1968. 179 pp
2. Fox, R.F. Energy and the Evolution of Life. W.H. Freeman, 1988. 182 pp.


Date: Thu, 17 Dec 1998 13:29:55 -0800 (PST)
From: nids@anv.net
To: B. Fink
Subject: Re: Science Essay Competition

Dr. Fink:

Thank you for your post. It could also be said that GDP, GTP, and NADPH, even in some circumstances glyceraldehyde-3-phosphate, might fall into the same category. However, can you provide (without taking up too much of your time) the connection between the use of high-energy phosphoryl groups and the evolution of consciousness? You might be aware of Stuart Hameroff's work at the University of Arizona which posits that neuronal microtubules are the basic anchoring mechanism for consciousness in the brain. Of course microtubules are undergoing an endless succession of phosphorylation/dephosphorylation reactions catalyzed by microtubule associated kinase (MAP kinase). Do you see any relevance of this in your SETI arguments?

Sincerely,

Colm A Kelleher, Ph.D.


Date sent: Fri, 18 Dec 1998 14:43:42 -0800 (PST)
From: B. Fink
To: nids@anv.net
Subject: Re: Science Essay Competition

Dear Dr. Kelleher,

An important clue to the connection between the use of high-energy phosphoryl groups and the evolution of consciousness is the prompt loss of consciousness that occurs when the oxygen supply of the brain is interrupted. The brain contains very little reserve oxygen or ATP. A continuous supply of oxygen is necessary to maintain the mitochondrial output of high-energy phosphoryl groups that drives the metabolism of brain and maintains its consciousness.

The above-described situation is of course a product of evolution. Just how it evolved is not known. I have a theory that builds on the evolution of the bottleneck of oxygen intake in air-breathing vertebrates. This bottleneck is in the larynx. Its evolution supports a curious macroscopic correlation of complexity in larynx and forebrain, apparent from morphological comparisons in certain species of extant fish, urodele amphibians, reptiles (including birds), monotreme mammals, marsupial mammals, and placental mammals, especially the primates -- monkeys, apes, and man.

The number of components of the laryngeal passages increases significantly in the course of the above-noted sequence of animal groups. This is best appreciated when the larynx is viewed as a folding mechanism in which a number of soft-tissue folds converge bellows-like in the general region corresponding to the Adams apple. Inspiration draws the human larynx downward, unfolds the bellows, opens the passage, and apparently increases its air conductance to an extent related to the force of inspiration. Elastic restitution restores the resting configuration during the succeeding expiration. Manual and other efforts fold and close the passage to various degrees; the extreme occurs during the swallowing of food, (which of course supplies the reductant which oxygen will oxidize).

It seems inescapable that the human brain includes a certain complex entity that is at once physical and psychical, whose activity produces the unitary result experienced as consciousness. My friend Stuart Hameroff identifies consciousness speculatively with an unknown quantal phenomenon in neuronal microtubules. My own theory, no less speculative but perhaps more amenable to experimental test, tentatively invokes certain specific molecular events associated with mitochondrial production of ATP in massed neurons of the forebrain. This may be too recondite to interest SETI investigators, but does seem consistent with the role of phosphoryl energy flow in the terrestrial biophere in general and consciousness in particular.

Raymond Fink 12/18/98

P.S. Thank you for noting that GTP. GDP, NADPH, and glyceraldehyde-3-phosphate might be said to fall into the same category as ATP. I omitted them from the outline because they all derive their phosphate from ATP.



Date sent: Mon, 21 Dec 1998 15:15:17 -0800 (PST)
From: B. Fink
To: nids@anv.net
Subject: Re: Science Essay Competition

Thank you for your comment. By all means, you are welcome to post my communications as part of your ongoing SETI debate. I am eager for reasoned, good-tempered critique and discussion

Ray Fink

On Fri, 18 Dec 1998, Dr. Colm Kelleher wrote:

> > Date: Fri, 18 Dec 1998 14:43:42 -0800 (PST)
> > From: B. Fink
> > To: nids@anv.net
> > Subject: Re: Science Essay Competition

> > Thank you very much for your prompt and interesting reply. If you do not mind  > > we would like to post this as a part of our ongoing SETI debate.

> Best wishes and happy holidays,
> Colm Kelleher


From: Isaac Eliezer
To: nids@anv.net
Date: Wed, 16 Dec 1998 12:03:11 -0500 (EST)
Subject: Re: Science Essay Competition

Dear Dr. Kelleher:

Thank you for your message of November 30. It was fascinating to read the three winning essays. I failed to find in them any scientific evidence supporting the existence of ETIs and I am very skeptical about it, but who knows what the future may bring.

Isaac Eliezer


Date sent: Mon, 14 Dec 1998 15:15:23 -0800 (PST)
From: B. Fink
To: nids@anv.net
Subject: Science Essay Competition 

Dear Dr Kelleher,

Responding as promised to your e-mail of 8 Dec 1998:

I found the winning essays of the SETI competition wonderfully provocative and original. I've learned a great deal from them and feel fortunate that they and the two runner-up essays which I selected at random were brought to my attention. I've also read the other runner-up abstracts and the two high school papers. I would like to mention a couple of limitations which I think most of these essays share with many current discussions of this exciting topic.

First, some writers still appear to be formulating their projects on the basis of a probability of successful SETI calculated some forty years ago. It would seem desirable to base current discussion on a recalculation that takes into account the huge increases in knowledge and understanding of cosmic and biological evolution accumulated since the 1950s.

Second, in my view insufficient consideration is being given to the pivotal energy requirements of life and intelligence. On our planet this energy is everywhere mediated by adenosine triphosphate (ATP). If we assume that this is also likely to be the case in extraterrestrial life and intelligence, SETI should probably include efforts to identify the presence of phosphorus (apparently not yet discovered in interstellar space) in any region to be searched. The crucial role of phosphoryl group energy in the evolution of life in general and consciousness in particular currently receives scant attention. Yet such energy appears to be an enduring and indispensable link in the continuity between the cosmosphere and our evolutionary biosphere. I would deem it a great privilege to be given the opportunity to outline in this forum the evidence for my view of the relevance of phosphoryl energy to SETI.

Sincerely,

B. Raymond Fink, M.D.
Professor Emeritus, Anesthesiology 356540
University of Washington Seattle WA 98195


To: nids@anv.net
From: Tomas Feininger
Subject: SETI, etc.
December 9, 1998

Dear Dr. Kelleher,

Thank you for your e-mail letter of December 7th.

Your communication mystifies me. It was made clear by the results of planetary probes now more than a decade ago that there is no extra terrestrial life within the solar system. Then, following attendance at a SETI session at an AAAS meeting (Boston, 1969?), I made a few back-of-the envelope computations, taking into account interstellar distances and the probable lifespan of a technological society (based on a human model), and came to the conclusion that I still hold: A waste of time and effort. Spitting against the wind.

Voilà.

Yours sincerely
Tomas Feininger
Geologist


Date: Mon, 07 Dec 1998 12:37:04 -0500
From: Ed Hodgson
Organization: Hamilton Standard Space & Sea Systems Department
To: nids@anv.net
Subject: Essay Contest Winners

I read with interest the winning essays on the subject of the most likely source of confirmation of extra-terrestrial intelligence. While I am primarily a working technologist and quite skeptical of many of the details presented in these essays, I believe it is essential that we continue this sort of activity. It is only be exploring the fringes of our present scientific knowledge and practice that we can hope to find the breakthrough directions that will carry us beyond the limits of incremental growth.

Of the three essays, I found the third dealing with the "Astronomical Hypothesis" the most intriguing although the information presented is far too scant for any real assessment of the merits of the hypothesis. I am sufficiently intrigued in this case to research the topic a bit farther over the next few weeks. The second essay, dealing with evaluation of the two prevalent paradigms for extra-terrestrial intelligence detection and interaction struck me as rather pedestrian and uninteresting, while the first seemed woven of an intellectual cloth far more gossamer and unsubstantial than the solar sails it describes as leading candidates for interstellar travel. At several points, the logic it presented seemed too tenuous for credence. These included for example, the simultaneous assertions that ETI's lurking in our solar system would view us much as we view termites (i.e. of no real interest) and that having mastered interstellar travel, they have over millions and billions of years they have occupied energetically unfavorable orbits in our solar system requiring the use of massive reflectors to provide needed solar energy while avoiding the more desirable orbital neighborhood of the earth or the obvious step of colonizing the earth and other planets for easy access to the resources they afford.

Thanks for the invitation to read and comment. I will from time to time check back to see what is new.

Ed Hodgson


Date sent: Sat, 14 Nov 1998 02:36:52 -0500 (EST)
From: Kevin O'Driscoll
To: NIDS Staff
Subject: Re: Science Essay Competition

Dear Drs. Kelleher et al.,

I read the essays with great interest, and in general I found them to be thought provoking. While the established scientific community is right to be highly skeptical of UFO sightings and of reports of abductions by ETI beings, the overwhelming anecdotal evidence for these phenomena surely deserves more and closer scrutiny. While searches for ETI outside of our solar system and within it are both necessary, it is my intuition that the search within will more easily yield convincing evidence. All human science requires observation by the human senses and interpretation with the human psyche. It is therefore unreasonable for the established scientific community to continue to discredit the observations of many individuals and corroborating accounts by groups of individuals of these highly unusual and ordinarily unexplainable phenomena.

It is, of course, possible that most or all of these encounters may eventually be explained by as of yet unknown physical features of the native terrestrial environment, or by unexplained psychological phenomena. However, by the same token, it is illogical to patently exclude extraterrestrial origins for these unexplained phenomena because of the limitations of our current level of intelligence. Therefore, in order to remain open intellectually, we cannot absolutely deny the possibility of ignorance of some physical features of the earth, or of the workings of our minds, nor can we deny at least the possibility of ETI. Whether or not the putative ETI life form(s) are indeed of extra-solar systemic or extra-galactic origins is not important to their discovery if they exist transiently near earth. What is critical is devising experiments that will prove that these observed phenomena are not hallucinations. Perhaps the most critical aspect of this is reducing the negative sociological impact on one's credibility as a scientist in the undertaking of research on these unexplained phenomena. Since this type of research is currently not supported in a major way by government funding it is also both difficult and counterproductive for establishment scientists to pursue it in their careers. Given the potential for advances in our own technology and civilization it can be argued that this failure to fund research on unexplained UFO phenomena is irresponsible.

Assuming for a moment that at least some UFO sightings result from ETI activities, the putative ETI beings clearly possess mechanisms of propulsion that are beyond our current ability to understand. Given their advanced technology, it follows that the extraterrestrials may also be more advanced in evolution than is our race. Since the humanoid form is a product of evolution, if an extraterrestrial race evolved independently, then it is likely that their evolution followed similar selection for form and function in a similar environment of elements. It is also possible that the ETI race seeded terrestrial evolution as an experiment beginning with simple replicating crystals, proteins or nucleic acids, or with more advanced bacteriological or viral biota in order to determine if the evolutionary process were reproducible. If this is true, then the purported biological experiments conducted on abductees are logical. On the other hand, it may be that the creator or creator race generated the universe as we know it from alternative physical environs and substances, and would thus take on a Judeo-Christian God-like aspect. The iconoclastic challenge to the human psychic status quo is clearly sufficiently dangerous that government agencies including prominently the military are loath to fully report on UFO phenomena. The declassification of all UFO sightings by the government would be a substantial step in the right direction toward legitimizing their scientific investigation.

Having actually witnessed a UFO sighting myself in the presence of a friend who also observed it, I hope to lend some credence to the possibility that these phenomena, while possibly optical tricks, are certainly neither personal hallucinations nor paranormal hoaxes. Our observation of a UFO in New York state twenty years ago closely matched similar sightings I have subsequently read of by many others. And while that is probably a strain on my own credibility, personally I can only conclude that seeing is indeed believing.

Sincerely Yours,
Kevin O'Driscoll, Ph.D.
Columbia University


From: Erlanson@aol.com
Date sent: Fri, 23 Oct 1998 15:11:26 EDT
To: nids@anv.net
Subject: comments on SETI

I have not read the essays, but will give you some of my views related to the subject. I think it is fair to say that our current methods of communication are not a likely source for others to use. My simplistic example is a terahertz bandwidth signal in the x-ray/gamma ray frequencies. This assumes the speed of light as a limiting case, not necessarily so. Those civilizations probably have no interest in us. Therefore the communications would not be intended for us, and probably "impossible" to detect with our current technologies. (the "impossible" is to niggle towards new technologies).

There are many unexplained events that occur in space near earth, but are generally not given rigorous examination. Some may be the results of outside visitors, from other locations, from other times, or both. While I was with the FedGov, this stuff generally got pretty dumb reviews. But I don't subscribe to the idea that ETs would pick up people and let them live to tell about it.

Another factor is that other civilizations may be very far apart, and thus of low probability of being detected by any means. Conversley, the possible hints of activity may represent several or more independent groups of time/space travelers.


Date sent: Tue, 20 Oct 1998 09:00:34 -0700
From: Ed M Baumgartner
Organization: AMS (Pty) Ltd, PO Box 1980, Halfway House, So. Africa, 1685

To: NIDS Staff
Subject: ETI Essays

Dear Mindy Floyd,
Thank you for your e-mail of 15 Oct. '98.

I'm not too sure how you came by my e-mail address, or how you thought that I may be interested in this topic. However, I enjoyed visiting your web site and was interested enough to download Dutton & Ashpole's essay on the subject. I found the contents fascinating, and am amazed that certain correlations have been made regarding possible trajectory paths of probes, and so forth. I was also not aware of the fact that this kind of serious research was taking place. This topic, in my experience, is usually as taboo in academic circles (after dinner discussions) as "Von Denekin" is regarding the origins of man and some of the contradictions evident in "classical" archaeology. I do have an interest (as a mere sideline) in the possibilities of there having been technologically advanced humans on Earth approximately 10 to 12 thousand years ago. I feel a certain degree of frustration in the fact that certain knowledge has been kept from our education system in order to promote certain religious and/or conventional "lines" of thinking regarding early human history. This broad subject may, or may not, tie up with the research being done on ETIs, I have not read sufficiently widely on the subject to know. The jury is still out on this one.

I certainly am not knowledgeable enough to write a "crit" on such matters, and would not presume to do so, as I have not done any independent work in the field. So, while I found the subject matter stimulating, I am unfortunately in no position to contribute to the debate surrounding the search for ETI. By the way I don't have a PhD, so no Dr. title is necessary please. Thank you again.

Yours sincerely,

Ed M Baumgartner
Aircraft Structural Integrity Programs, Loads, Stress, Fatigue
Co-ordinating the Aircraft Structural Integrity Bureau in South Africa,
at:
AMS (Pty) Ltd
PO Box 1980
Halfway House
1685 South Africa
AMS is part of the SPESCOM Group.
Systems House and Specialists in Information Technology


From: Jim Pagliasotti
To: Dr. Colm Kelleher
Subject: RE: science essay contest
Date sent: Tue, 13 Oct 1998 11:43:41 -0600

Dear Dr. Kelleher:

Thank you for your very informative message. Please forgive my delay in responding - it wasn't for lack of interest.

I'd like to begin by congratulating you and your team at NIDS for provoking discussion on a topic of great interest. Certainly, the quality of the essays you received is indicative of the high level of consideration that thoughtful people give this subject. As you mention, the societal impact of contact with extraterrestrial intelligence will be staggering.

My comments may not be germane to your organization's interests, since the emphasis clearly is on ETI. But I would encourage a similar discourse on other matters related to Astrobiology, which constitute a less sensational but I believe more likely set of circumstances that may challenge our ethical and moral thinking.

In ascending order of likelihood:
The discovery of extant or previously existing life on other worlds, whether or not it is intelligent

The terra-forming of other worlds (this is something that got Alvin Toffler tremendously excited at the recent Astrobiology road mapping conference — he was against it) and the related subject of placing human life on a terra-formed body.

The consequence of cross-pollinization between worlds, in our missions to them, among them, and in returning to the mother planet

The potential for manipulating the evolutionary cycle once it is set in motion on a foreign body, and

The potential for manipulating the evolutionary cycle here on earth (which is happening mostly unconsciously at this point - although cloning, test tube babies, etc indicate that it is well underway in conscious form).

Based on Toffler's response, it is fair to say that these possibilities are subjects of moral and ethical consequence. He was quick to say that we need to be very thoughtful about the consequences of terraforming. The logical response is that we already are terraforming the earth, so the condition is pre-existing.

In the same article, I was quoted as saying, "These are god-like powers. The question is: because we can do it, does that mean we should do it?" The extension of that reasoning is: what are the consequences of doing it, and what are the consequences of not doing it?

I really believe that these are questions we are more likely to confront in the near term, and that they too have serious implications for our morals and ethics.

Anyhow, for what its worth, I did want to respond to your message. Best regards,

JP


Date sent: Mon, 12 Oct 1998 16:48:59 -0400 (EDT)
From: Jason Wright
To: nids@anv.net
Subject: essay

Having read the winning essays from the NIDS Essay Competition, I think that I understand the purpose of the contest. It has, I think, become very difficult for alternative interpretations of phenomena to be seriously addressed in the scientific community by people with the credentials to carry out authoritative investigations. I think that the issue of finding extra-terrestrials locally (i.e. within the solar system) has become so colored by science fiction and strange characters that any discussion on the topic in an academic context is considered purely whimsical.

Kenneth Jones' essay provided the term "paradigms" to describe the two approaches to the search for extra-terrestrial intelligence, and, I think, correctly pointed out many of the key differences between the two schools of thought. I think, however, that his Second Paradigm is dismissed by many scientists not because of any bullheadedness on the part of the scientific community, but because of systematic problems with the hypothesis:

  1. The chief evidence and motivations of the hypothesis, abduction reports and sightings, have been consistently difficult to verify, often debunked as hoaxes, and coincident with humanity's ventures into space and creation of characters of extra-terrestrial origin in fiction (suggesting a terrestrial origin to such evidence).

  2. The testability of the hypothesis is in serious doubt: either the hypothetical extra-terrestrials are intentionally hiding their presence or they are not. In the first case our ability to detect them is in serious trouble, since presumably they have a far superior technology, resources, and logistics. Further, the existence of witnesses and organizations devoted to proving their existence seems to contradict this case. In the second case, one would expect no difficulty in detecting the presence of such creatures as they move through US airspace. The inconsistency of reported detections calls such reports into question. Explaining difficulties in either of these cases requires assigning detailed motives and abilities to the visiting aliens, which are necessary only to explain a lack of evidence for other details. Such explanations have always been looked upon with a raised eyebrow in science (and for good reason).

  3. The validity of the Second Paradigm in no way invalidates the First, which can be studied in a very objective manner with fewer preconceptions than the Second. The Second Paradigm assumes that it is difficult to detect local aliens, perhaps even impossible by traditional means. It is entirely possible that the galaxy is filled with space-faring civilizations, one of which is clandestinely visiting earth. The Second Paradigm merely asks scientists to look into an additional arena for extra-terrestrial intelligence, which most will be disinclined to do.

  4. More evidence is explained by the non-existence of local aliens than by their presence. On purely scientific grounds, the hypothesis of local aliens is therefore out-of-favor without an explicit motivation for pursuing it.

The remaining two winning essays deal with proposed searches for local ETs, which will, I think, be considered by most scientists to be borderline pseudo-science, since they will seem to be motivated by Jones' Second Paradigm which, as I have stated, is discounted by most scientists.

In all, I think that there is little danger in the scientific community's disinterest in matters concerning local ETs: since SETI is at this point funded almost purely by private money its contribution to the discussion is minimal, and if aliens are local their presence will presumably be more easily detected as we become more adept at space travel.

Unfortunately, I doubt that you will see much positive response from the American scientific community, which is tightly knit within fields and can stigmatize highly-unorthodox scientists. Most of the interest will likely not come from scientists otherwise engaged in more accepted fields of research, but from scientists who enjoy looking into "Epistemological Aspects" of such debates.

Best wishes in your pursuits,

Jason Wright
Department of Astronomy
Boston University


From: Morris Jones
To: jtwright@astro.bu.edu
Copies to: nids@anv.net
Subject: Replying to Jason Wright

Date sent: Sun, 18 Oct 1998 17:01:39 PDT
TO: Jason Wright, Boston University
CC: nids@anv.net
Jason Wright from Boston University has provided some interesting comments on why the school of thought that I refer to in my essay (Epistemological Aspects of the Search for Extraterrestrial Intelligence) as the "Second Paradigm" of extraterrestrial intelligence is generally ignored by the scientific community. For the record, the Second Paradigm postulates that extraterrestrials exist and are visiting Earth regularly for the purpose of abducting humans. The First Paradigm is a more mainstream approach that focuses on radioastronomy searches for ETI.

As Wright points out, it's true that the Second Paradigm is often rejected by scientists because of the quot;giggle factor" of assuming that its advocates have seen too much Star Trek, but Wright also notes with clarity that the Paradigm is also difficult to integrate into mainstream scientific practice.

Wright points out that it is difficult to verify the evidence that is usually advanced in support of the Second Paradigm (such as eyewitness or abductee statements) and also difficult to collect further evidence on the basis that any putative aliens marching boldly forward in the name of the Second Paradigm don't seem keen to advertise their existence. This taps into one of the most frequently used (or abused) statements used to attack the Paradigm: "If aliens could fly here, they would land on the White House lawn". The overall question of the existence of ETI is further complicated by the failure of the First Paradigm and SETI experiments to provide any convincing evidence themselves.

These arguments reach to the core of why genuine progress in this field has been so difficult to achieve. Working out ways to move past these epistemological road blocks was one of the goals of my essay, and presumably a goal of everyone who is taking part in NIDS-related discussions.

The issue of aliens allegedly trying to conceal their existence from us is probably the thorniest issue Wright raises. As he points out, it provides a convenient way to demolish the results of any experiment or observation conducted in this field. Second Paradigm researchers have, at various times, suggested that alien spacecraft are radar-invisible, or witnesses are subjected to mental conditioning that renders them unable to retrieve artefacts, or we're all being shadowed by strange men in black who erase radar tapes and intimidate witnesses. Hence, real evidence will be impossible to acquire. One could argue that such overt cover-up attempts by both Earthmen and ETIs could exist, but then be faced with the difficulty of explaining away the number of reported UFOs and the testimonies of alleged abductees. Perhaps the suppression is only partially successful. Perhaps these reports are designed to confuse the situation and throw investigators off the track. Wright further goes on to remind us of one of the biggest difficulties of any investigation into ETI: It's difficult to evaluate any piece of evidence when we have no real idea of how ETI would behave or think. The cover-up issue is difficult to argue through. It is untestable, as the suggestion of a cover-up action, or failure of a cover-up attempt, can be used to prove or disprove anything.

Hence, Wright's biggest objection to the Second Paradigm can't be brushed off. The only way of addressing it directly, as I point out in my essay, would be for any group (ETI or otherwise) engaged in a putative cover-up to cease and go public with real evidence. The only alternative I see is for the scientific community to sharpen its methodologies and perform tests that deliver falsifiable data.

In order for any serious research to be undertaken, we need to design experiments that are staged under controlled conditions and produce data through objective means. This eliminates any chance for interference by men in black, and will allow the results to be evaluated through scientific scrutiny. In practice, I suggest that careful examination of alleged abductees is probably the most scientifically valid course of action in testing the postulates of the Second Paradigm. The experiment I suggest is that of monitoring these individuals with scientific instruments ranging from video cameras to neurophysical sensors while the abductee is physically ensconced in a controlled environment such as a laboratory. Evidence recorded by well-understood instrumentation is likely to be far more objective than a personal statement, which supplies no physical evidence.

Such an experiment would also require the direct witnessing of several credible individuals to avoid suggestions of fakery. It could be advisable to hire well-regarded debunkers for the task!

The goal of such an experiment would be to investigate whether or not the perception of an abduction experience is an artefact of neurophysiological activity (a reasonable hypothesis to test). An alternative outcome would possibly provide the first scientifically valid recording of an abduction event.

My other suggestion for an experiment to detect the use of an advanced spacecraft propulsion system (yes, a "warp drive") would provide less rigorous data, and would be as difficult to falsify as an allegedly artificial radio transmission. As with radio SETI, an anomalous reading could be a natural astrophysical phenomenon or a genuine signal: making the distinction is difficult when we try to recognise something we have never seen before. However, it would at least provide data that would be less subjective than testimony.

Wright also suggests that the other two winning essays deal with issues that the scientific community would generally label as "borderline pseudo-science". I think the suggestions made in these essays should not be dismissed without some analysis. Granted, it is entirely possible that no evidence of ETI would be uncovered by any of the suggestions made, but both presentations do at least base their ideas on accepted science and fairly permissible experimental procedure. The concept of "world ships" is scientifically and sociologically valid. If something is possible, it makes sense to look for it, whether the object in question is a hypothetical subatomic particle or a space ark. As for tracing the paths of UFO sightings, the Dutton-Ashpole essay has at least applied some sort of statistical analysis to a recorded phenomenon, and suggested that existing data should be further investigated. Nevertheless, the detection of a pattern in UFO flightpaths may not imply the existence of ETI, even if it does imply something artificial. I strongly suspect that many UFO reports from reliable witnesses are actually "black" aircraft built by the USA and other nations. Such aircraft are likely to be tested on predictable flightpaths allocated by governments. This suggestion is worth considering, given the recent history of programs such as the B-2 and F-117, but if we remember that the identity of these classified aircraft is unlikely to be acknowledged, this suggestion also throws us back into the murky waters of cover-up arguments.

As Wright suggests, it seems to be difficult to generate much interest across the scientific community in these matters. I feel this is detrimental to both research in the field of ETI and the way the scientific community relates to the world at large. The current First Paradigm/Second Paradigm debate reminds me of the controversies that enveloped cosmology in the fifties, when Velikovsky came out with his radical theories on the formation of the solar system. Velikovsky's suggestions quickly gained a sympathetic ear amongst the general public: if the scientific community had reacted more quickly, and with a logical response, he probably would not have generated such a cult following. In time, the scientific community responded in an appropriate manner, inviting Velikovsky to an AAAS meeting where his arguments were demolished by experimental evidence and reason, instead of simply ignoring him. Carl Sagan documents the rise of Velikovsky and the power of a reasoned response quite well in his book, Broca's Brain. Whether mainstream science likes it or not, the second paradigm has gained an enormous following amongst the general public. The arrogant refusal of most scientists to address the issues it raises in a rational forum has certainly contributed to its popularity, fuelling the suggestions of a cover-up. I don't believe in Velikovsky at all for reasons that mainstream physics has clearly demonstrated, but I am uncertain that the issues raised by the Second Paradigm can entirely be dismissed as nonsense. Even if the abduction phenomenon is not evidence of ETI, there is at least some form of social or psychological activity going on. Investigating these issues will be difficult, but as long as the scientific community fails to activate the principles of logic and experimentation that is claims to cherish, there will be no way for anyone to claim the higher ground in this debate.

One other problem with investigating this phenomenon is the need for repeatability on a wide scale. Any area of scientific research that is judged to be legitimate quickly attracts a reasonably large number of qualified practitioners and leads to the creation of one or more specialised journals. Such a state has yet to appear in the ETI research field: even mainstream SETI is small. Sheer numbers of workers and work in this field will be necessary before it achieves widespread credibility. Even if a few well-prepared experiments on the Second Paradigm are carried out, there will be a need for them to be repeated dozens of times with different researchers and different subjects. The sheer number of alleged abductees demands a significantly large response in terms of data collection. If this is not done, a well-planned experiment conducted on just a handful of subjects will be judged as being unfit for extrapolation to the abductee community in general: the fact that the evaluated subjects experienced nothing paranormal would not necessarily mean it was not happening to others. However, if hundreds of subjects are studied with consistent results, the case for making broader assumptions about the phenomenon will be strong.

Without science there is no debate, but without debate there is no science.

Morris Jones BSc MA
Sydney, Australia


Date sent: Mon, 12 Oct 1998 21:24:12 -0700
To: nids@anv.net
From: Jim Lyons
Subject: essay competition

Dear Dr. Kelleher,

Thank you for directing my attention to your recent essay competition on ETI. A very brief comment on the essays: with apologies to the winning essayists, I found the essays to be painfully anthropomorphic and/or a rehash of well worn ideas. Please note that I am not condemning the contest. Quite the contrary. To be disinterested in such grand questions, one has to have either 'one foot in the grave' or a rapidly approaching proposal deadline. That's all I have to say about the essays.

Instead, I would like to say a word about the paucity of scientists participating in the competition. The essay questions were not posed in a manner that most scientists would find agreeable. ETI has not been demonstrated, abductions notwithstanding, in our solar system or elsewhere. That's all the data we have. A better, albeit negative, question would be: What are the implications of our lack of contact with ETI? Personally, I find it somewhat surprising that space is not awash in (non-terrestrial) encoded radio waves. It's the first real suggestion of humankind's uniqueness. I can think of at least two reasons for our lack of ETI contact thus far: 1) technological life is rare; 2) technological planets 'announce' there presence with radio for only a short period of time (e.g., for only ~ 1000 yrs of their history). The could be many reasons for a short window of radio emissions from a technological planet. Perhaps better communications technology exists. Or perhaps it is dangerous to announce one's presence, and a type of natural selection occurs which again limits the period of radio transmissions. Who knows. By choosing a window of time for radio transmissions, one can go back to the Drake equation and re-address the issue of probabilities of ETI contact (a laSETI-type detection methods). Undoubtedly someone has already done this, and I am guilty of rehashing!

All the best,

Jim Lyons

****************
James R. Lyons, Ph.D.
Department of Chemistry and Biochemistry
University of California, San Diego
La Jolla, CA 92093-0506
****************


From: David L. Summers
Date: Thu, 8 Oct 1998 20:00:03 -0700 (PDT)
To: nids@anv.net
Subject: NIDS Essays

Dear NIDS staff,

The NIDS Essay winners made fascinating reading. I'll start off by admitting that I'm not a specialist in this field (unless you count the fact that I write and edit science fiction).

Two notions in the essays stand out to me: 1) That ETI's might not want to communicate with us. 2) That ETI's might have communication technology that we don't understand and thus don't know how pursue. The problem with these ideas is that you can't prove or disprove them at present.

However, these ideas do provide a very partial motivation for the continued pursuit of the sciences in general and physics in particular. The more we learn, the more we may have something to "talk about." The more we learn, the better chance we have of understanding what is being said and how. (If anything is being said at all. Though, I'd hate to think that's the case.)

Aside from the work of SETI specialists, I think one of the most important things space scientists can do is simply keep their eyes open for anything that might be a sign of ETI's. If such a sign turns up, pursue it...figure out what it is. Just don't be so hopeful that you forget to be skeptical.

Yours,

David L. Summers
Observing Specialist, New Mexico State University