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> Consciousness Studies
Revising the Survival Research Paradigm
Michael Grosso
The theme of our seminar touches on what may be the most challenging question
about consciousness: can it somehow survive the death of the body? This
is not only a very difficult question, but one of personal interest
to us all.
Scientific interest in the survival of consciousness came to life in
the last decades of the nineteenth century. Darwin's theory of evolution
inspired a group of Victorian scholars and scientists to invent psychical
research. The founders opted to fight fire with fire. The theory of
natural selection seemed to undermine the religious viewpoint, which
for centuries was the staple of faith in the afterlife. So Henry Sidgwick,
a philosopher, and Frederic Myers, a classical scholar decided to use
impartial scientific methods to determine whether there were grounds
for belief in an afterlife. The result was to launch an investigation
into the more remarkable powers of the human mind, and a large mass
of provocative data has been accumulated.
In my opinion, anyone who studies this fascinating material, the rich
deposit of over a century's work, will agree that progress has been
made. A surprising amount of evidence shows that human beings possess
some extremely puzzling abilities, even perhaps the ability to retain
their conscious personalities after death. Unfortunately, clear and
unambiguous answers to basic questions still elude us. Consensus is
lacking. So where do we go from here? The purpose of this preliminary
seminar is to share our thoughts on this question.
I am presently at work writing a monograph for The Institute of Noetic
Sciences titled THE STATUS OF SURVIVAL RESEARCH: EVIDENCE, PROBLEMS,
PARADIGMS. The first step is to produce a comprehensive outline of the
evidence; next, the problems with the evidence have to be reviewed;
and finally, there's the question of the need to tinker with our whole
approach to the problem, with the so-called paradigm. The following
remarks, then, stem from this larger work underway: they are meant to
be suggestive and to promote discussion.
My first remark is about data. In my opinion, we already have more
data than we have reduced to conceptual order; we have scarcely begun
to assimilate what we know. Of course, new data and more finely honed
research continue to be essential. It is exciting, for instance, to
study the recent reports from Ken Ring of sight regained in the congenitally
blind during out-of-body (OBE) or near-death experience (NDE). Raymond
Moody has opened a new vein of research by using scrying techniques
to induce apparitions of the dead. Massive efforts of Ian Stevenson
show that ostensibly reincarnated people have birthmarks and birth defects
that correspond to physical traumas of their previous incarnate personalities.
Important studies need to replicated, such as the out-of-body experiments
conducted by Karlis Osis at the American Society of Psychical research.
As Bruce Greyson recently reported, there is little in recent near-death
research that explicitly addresses the survival question. So one would
like to see more research in the near-death arena, especially research
that tightens up the investigation of veridical OBEs during NDEs. This
will no doubt require the cooperation of medical institutions. One would
also like to see further research, as conducted by Karlis Osis and Erlendur
Harraldsson, on death-bed visions, which is a form of near-death experience.
The research of Osis and Harraldsson did ask whether data confirmed
or disconfirmed the survival hypothesis. This work cries out for development,
especially the emphasis on theory building and cross-cultural surveys.
The data, however good and suggestive, is inchoate and piecemeal; it
faces a variety of difficult problems. For example, superpsi--the idea
that all apparent evidence for survival, however compelling, may be
explained, as Gustave Flournoy once said, as the "fiendish byplay" of
the subliminal mind and its psychic powers. There are other fundamental
problems with the evidence; I reserve discussion of these issues for
my monograph. In this preliminary statement for the National Institute
of Discovery Science, I would like to focus on suggestions about the
overall model, approach, or research "paradigm."
- Adhere to, expand, and organize the data base. The first step I recommend toward shedding further light on the enigma of death and consciousness is to resolve to adhere to all relevant matters of fact. Or, in the words of Husserl, "Back to the things themselves!" This may seem too obvious to bother stating, but I do so for three reasons.
First, there are some who feel there are no matters of fact relevant to an
examination of the afterlife question and still others who seem
unfriendly to rational investigation of such matters. For example,
people who define persons strictly and solely in bodily terms tend
a priori to rule out any evidence for survival.
On the other hand, some religious believers reject the rational
approach to items of faith. They might feel that faith is sufficient
and that impartial science might upset their preconceptions and
cause them undue anxiety. Or, as a Buddhist friend of mine once
opined, if there is "no soul" of importance that might survive,
why bother doing research on it? Such ideas are poor incentives
to research. So let's lay aside our philosophical and religious
preconceptions, and try to look at the data with fresh eyes.
Second, we need to stick to all the facts related to the question
of survival. Most people, including academics, are unaware that
bona fide survival-related data exists, however scattered among
dusty research archives and libraries of eccentric learners.
The general public is apt to suppose that near-death experiences
(NDEs) and reincarnation fantasies of the hypnotically regressed
make the case for an afterlife. In reality, these reflect a small
part of the total data. Besides NDEs, there are well-authenticated
reports of deathbed visions; besides past life regressions, which
have slight evidential value, there are the more bracing efforts
of Ian Stevenson on the reincarnation memories of children.
It seems that signals, if such they be, from the other side, come
in various shapes and colors. For example, there are numerous accounts
of spontaneous, and even some experimental, out-of-body experiences,
a prominent aspect of the near-death experience, and one that carries
some weight as survival evidence. There is the research done with
great mediums such as Leonore Piper and Gladys Osborne Leonard.
From mediumship evolved subtypes of phenomena such as proxy sittings,
book tests, cross-correspondence tests, "drop-in" communicators,
and so forth.
Since mid twentieth century reports exist of machine-mediated mediumship.
Here, the spirits communicate by means of diodes, tape-recorders,
radios, TVs, and computers—counterparts to the pendulums, ouija
boards, spirit cabinets, and planchette of the last century.
The early researchers collected and investigated accounts of hauntings
and apparitions. These form a huge sprawling mass of data, some
of it valuable for the survival hypothesis. Apparitions, sometimes
collectively witnessed, may impart correct information, and they
may also exhibit purpose and furnish proof of identity.
Discarnate intelligences are a vagrant lot; they may come in dreams
or visit us in those states hovering on the edge of dream. The phenomenon
of "hagging" or "nightmare," for instance, as described in David
Hufford's Terror That Comes In The Night, and poltergeists, as several
researchers have argued, may indicate the presence of external intelligence.
A third point on evidence: we should distinguish between evidence
directly and indirectly related to survival. The types cited above
directly bear on survival. Other types are indirect. For example,
the physical phenomena of mysticism, shamanism, and mediumship imply
or suggest unknown extraphysical forces and modes of being that
seem consistent with the idea of an afterlife.
Reports of UFO contact often have the earmarks of ghostly and paranormal
experiences. For example, so-called alien abductors, like ghosts,
are said to enter rooms by passing through solid walls. The time
is ripe to break down the artificial barriers between these two
areas of anomalous research: Jacques Vallee has called attention
to the paranormal side of ufology; Ken Ring has studied the psychological
profile of near-death visionaries and alien abductees, and found
that they were disposed to dissociation. Dissociation may facilitate
anomalous encounters.
Mythology, anthropology and transpersonal psychology also contribute
indirectly to bolstering a view of the world congenial to the idea
of an afterlife. Mythology shows that the idea of transcendent reality
was in the mind of the human race since earliest times, a fact that
archetypal and imaginal psychologists have documented. Anthropology
shows how widespread are shamanic, magical, and totemistic modes
of thought; all these share a sense of the presence of other worlds.
Transpersonal psychology explores states of consciousness that proclaim
a transcendent dimension to human experience. This deserves a place
in any paradigm researching the limits of human consciousness.
Another point to note: a fact is a timeless entity. The value of
evidence, therefore, is independent of time. I state this explicitly
to address an ill-founded suspicion that some of us may harbor that
old evidence is bad evidence. It is not.
Survival evidence doesn't seem to be part of any general particular
outlook, scientific or religious. To address this problem, we need
to build the most comprehensive data base; show how transpersonal
and parapsychological data interrelate; and how they relate to "normal"
psychology. Some parapsychologists say that psychokinesis and ordinary
voluntary motor activity may at bottom be one, thus suggesting a
fundamental link between "normal" and "paranormal" psychology. The
data, viewed synoptically, may suggest outlines of a greater order
or system, in and through which afterlife effects will seem more
acceptable. The vague hope or yearning for survival in an afterlife
needs to become part of a comprehensive view. So our work is synoptic
not just analytic.
We need a system of classification of survival evidence, a taxonomy.
However tentative our taxonomy, by means of it we could begin to
look for larger patterns of data. Is there, for example, a relationship
between spiritual evolution and the ability to produce paranormal
effects? (See my Frontiers of the Soul, 1992, for further discussion
of this.) How do we connect reincarnation memories, mediumship,
and near-death experiences? All these effects, and many others,
must be part of some systemically interrelated process. We need
to keep looking for the larger pattern that connects, if we hope
to gain a foothold on new methods of experimentation.
As for the larger pattern, the literature is rich in possibilities.
We have the seminal work of Frederic Myers and, from a different
angle, of Michael Murphy today, as examples of how to formulate
a new survival paradigm; the work of the process philosopher, David
Griffin, (see his Parapsychology, Philosophy, and Spirituality,
1997) addresses comprehensive issues in fundamental issues from
a stimulating Whiteheadian perspective. Stephen Braude (The Limits
of Influence), another philosopher, puts the question of survival
in terms of a discussion of the range of human capacities, forcing
us synoptically to scrutinize dissociative behavior, savant-syndrome,
and survival data.
The question of organizing and classifying all the data brings
us to the need for a more useful paradigm. The situation is odd.
We have never before had so much data suggestive of postmortem survival,
yet at the same time belief in survival is at an all time low among
the educated. The reason for this is not hard to see. The data of
postmortem survival have no place in the highly restricted niche
of scientific materialism. Meanwhile, traditional belief systems
seem to be losing credentials through scientific microanalysis.
At the moment, cognitive schizophrenia reigns. So we have to try
to re-integrate all the data; in other words, develop new models,
new paradigms. We need a new story, a new "myth."
- Come to grips with the mind-body problem. Survival-related data challenge materialism on the mind-body problem; we need a theory that explains how mind uses the body, can quit it, and carry on elsewhere.
- Place the idea of postmortem survival in the context of our general evolutionary cosmology. That a biological creature, fated by genetics as are rattlesnakes and paramecia, should acquire the ability to retain its personal consciousness after going the way of all nature, may strike one as extremely odd. We have to come up with a reasonable story that can embrace such an improbable idea; how does consciousness after death fit into our understanding of evolutionary time? Without dealing with this question, the idea of conscious
survival will seem too outlandish to entertain. As Richard Dawkins has brilliantly argued, individual organisms are highly fleeting forms of existence; the only "immortal coils" of nature are genes.
Here again we're not entirely at sea; all is not well in Darwinland; there
is far less consensus there than might be supposed. Nevertheless,
we need to conceptually install the idea of disembodied survival
— a radical break with nature as we know it — in the scheme of evolution.
The utterly novel leap into the nonphysical; the time-and-space
transcending capacities of the transient individual mind, must be
part of some big story whose plot we have yet to fathom.
In one sense, survival — replication and reproduction — are central
to the evolutionary process. The postmortem survival of an individual
person, on the other hand, would be a thoroughly revolutionary event
in nature. Evolution is about species, not individuals; what survives
is the genetic code. The species is immortal; the individual comes
and goes, dispensible to the program of "selfish genes," to use
Dawkins' phrase.
Scale down and refocus epistemic expectations. Part of rethinking
the overall approach to this kind of research is to ask: What can
we reasonably hope to gain from survival research? Consider a few
possibilities.
We may find that the only rational inference from the data is that
some human beings survive bodily death. That would be a revolutionary
scientific discovery.
Survival-related data, on any reading, compel us to revise our
theory of human nature. The mental and physical capacities of the
greatest mediums exceed anything we regard as possible in normal
human beings. Jung enlarged upon Freud; psychical research, including
survival data, enlarges upon Jung. Survival research promises an
enlarged map of human potential.
We may find that there is something very peculiar about the evidence
for survival, something systematically elusive; we might then be
forced to suspend judgement, arriving at a state of classic Greek
skepticism. This would at least be an advance over dogmatic materialism.
If it turns out that all the evidence points to super-psi in service
to self-deception, we may be forced to conclude that human beings
possess undreamed of capacities for self-deception. Again, this
would be a provocative finding for science.
Most likely, the evidence will leave us with beliefs that are only
probably true. Long ago, Plato called the belief in an afterlife
kalos kyndunos, a "noble risk." Well, in this age of the Uncertainty
Principle, that may be fitting.
A new basis for personal myth. Speaking of Plato, he often expressed
his most important ideas in myths or stories, which, he said, revealed
truth that was only probable or approximate. Survival research offers
us a scientific basis for forming a personal myth of death and transcendence.
Such a myth would be based upon probabilities; but it would have
the advantage of being grounded in matters of fact.
This arrangement would differ from the traditional; it would not
offer the simple certainties of faith. But it would also differ
from scientific materialism, which has little to offer but the dogma
of annihilation. Survival research offers positive knowledge, lacking
in certainty, but not without hope. Jung once said that we all need
to form an idea of death adequate to our needs. With the data base
suggestive of survival and transcendence at our disposal, we have
a full palette of possibilities for building personal myths.
The practice of death and dying. My last suggestion is about practice.
In line with personal mythmaking, one way to get beyond the intellectual
stalemate about survival, is to take the shamanic turn, which was
anticipated by Plato. Plato's thought, as E.R.Dodds and F.M. Cornford
have shown, was rooted in shamanic techniques of ecstasy.
There are several ways we might conceptualize the notion of experimental
dying. Plato built his idea of philosophy around the practice of
dying, that is, the practice of disengaging the soul from the body.
In the Phaedo, Plato defined philosophy as the practice of death
and dying. This involved the soul separating from the body, a kind
of conscious out-of-body experience. If survival-related data point
to the possibility of transcendence, there should be ways to practically
explore such a fact here and now.
The idea is not that strange. We are regularly transported to other
worlds simply by falling asleep. Transition occurs through a change
of consciousness. If there is an afterlife, "getting there" can
only be a change of consciousness. Perhaps there are ways we can
induce the appropriate changes, and induce transport to the afterdeath
world now. Survival may be Like waking up from sleep, survival may
be waking up from embodied existence. In that case it might be possible
to wake from embodied existence in advance of final disembodiment,
a kind of experimental dying. The parapsychologist William Roll
thought in these terms, and held that transpersonal states of consciousness
could be compared to afterdeath states. In both cases, we radically
disidentify from our bodies.
The Chinese Book of the Golden Flower is a text about practical
preparation for death. It consists of using controlled breath and
imagination to create a "golden flower," a light body, or "imaginal"
body, as also described by Neoplatonist and Sufi thinkers. The more
we cultivate this imaginal body, the more we become familiar with
states of timeless transcendental awareness. As with the shamanic
and Platonic way, the aim is to enter the "dead" zone now with conscious
mastery.
There are Tibetan Buddhist treatises that describe techniques for
inducing consciousness of the Clear Light or the Light of Liberation.
The Tibetan Clear Light is reminiscent of the Light that Plato associates
with the supreme values of truth and beauty as well as with the
Light Experience frequently reported in NDEs. This brings me to
my central point about experimental dying. I would operationally
define the task of such an experiment to be the experience of the
mystic light.
The experience of the mystic light is fundamental to the mystical
traditions. In spontaneous near-death experiences people repeatedly
report encountering this light. As Mircea Eliade has shown, the
encounter with the mystic light is a constant in mystic and shamanic
experience. Parapsychology is full of reports of marvels of luminosity.
An uncanny light is a frequent feature of ghostly encounters. If
the mystic light, then, is a constant in a variety of transcendent
experiences, we might be able to induce experiences of it.
I myself have encountered preternatural lights in my dreams for
years, and believe it possible to stimulate the experience of the
mystic light in the average person. Practicing first on myself,
I suggested to several people that by a technique of active imagination
they try to awaken the clear light within. In several cases, responses
were quite powerful. I am convinced that by techniques of breathing
and visualizing, as Stan Grof has proved in his workshops, one may
trigger a powerful experience of the mystic light. Melvin Morse
has pointed out that the light is the main variable associated with
near-death transformation.
In sum, I am suggesting that research take on the cast of shamanism. The shaman
is a master of traditional techniques for inducing ecstatic trance;
in that state, as in the near-death state, he or she navigates other
worlds, descends into "hell" and ascends into "heaven." If these states
are kindred to survival-related realities, they are the states we may
have to personally explore, if we hope for fresh knowledge of consciousness,
and its fate after death. Out of such explorations, science may one
day find its way toward a new consensus. With the data we possess, a
new model of how it fits into our evolutionary cosmology, and some practical
transcendent experience, we can collectively forge a new mythology of
death. We will be able to prepare ourselves, as Plato said, "for the
journey of a thousand years."
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